Transferring your Mutual Funds License to Ten Star

CONSIDERING A MOVE?

• Transfers are usually completed within five business days.

HOW TO PROCEED:

• Contact Carla Stewart of TEN STAR Financial Inc., complete an Application Form, provide your NRD Number and TEN STAR Financial Inc. will submit a Transfer Application.
• Determine when you want to move to TEN STAR Financial Inc.
• Prepare and submit a esignation letter to your current dealer indicating the effective date of your resignation.
• Request your NRD Number from your current dealer or your Provincial Security Commissions number (you may want to request this on your resignation letter).
• Once you are approved/registered TEN STAR Financial Inc. will provide you with contracting, policy and procedures manual, forms, letters, marketing materials and training.